Saturday, 6 October 2012

The Legal and Economic aspects that are taking place in the banking sector have both positive and negative impact on the commercial banks, the general public and the government

By Andrew Bishop Mkandawire-Yr4 MC-Share World Open University Malawi

The Legal aspects are:
Commercial Bank Regulation;  
According to (Laws of Malawi 1989-(Part 11 (56) of Chapter 44:02) it is argued that the ‘Minister may, after consultation with the Bank, make regulations for the better carrying out of the objectives and purposes of this Act, or to give force or effect to its provisions, or for its better administration.

This shows that the regulation is more interested in success of the commercial banks.

Limited entry; to start up a commercial bank in Malawi, an investor can only enter the local banking market through merging and acquisition as recommended by the Reserve bank of Malawi through the Reserve Bank of Malawi Act.

According to (RBM 2008, p. 15), the legal stipulates of such conditions are

3.4.2 Merger A formal application by the merging banks/institutions addressed to the Governor of the RBM and signed by the Chairpersons and Managing Directors/Chief Executive Officers of each of the merging banks accompanied by the following:

 Proposed name of the successor bank (where a new entity will be formed). Resolution of each bank of the Boards and shareholders of the merging banks approving the merger. List of Directors, designation, curriculum vitae and interests they represent post merger.

List of significant shareholders of the existing banks, showing their physical/residential addresses, pre and post merger.

List of top management team of merging banks and their designations after merger.

Draft Memorandum and Articles of Association of the new bank or surviving bank (with proposed amendments if any).

Business Plan of the successor bank for the next 3-5 years showing how the integration process will be managed, future goals and operations, branch expansion, treatment of existing and surplus staff etc. 

3.4 Acquisition or Merger with an existing banking institution

Should a prospective investor opt to acquire or merge with an existing bank, the following
information will have to be submitted to the Reserve Bank of Malawi. Full details on mergers
and acquisitions are contained in the Guidelines on Mergers and Acquisitions document.



3.4.1 Acquisition A formal application by the acquiring institution/bank addressed to the Governor of the RBM and signed by the Chairman and Managing Director/Chief Executive Officer accompanied by the following:

A take over application stating clearly that the acquired bank(s) will cease to exist. An independent valuation/due diligence report on the bank to be acquired.

A sale agreement between shareholders of the acquired bank (seller) and acquiring institution (buyer) duly signed on a seal by both parties.

Memorandum and Articles of Association of the acquiring institution. Certificate of incorporation of the acquiring institution. Approval letters from banking regulator of the buyer (if a bank) confirming that the buyer has adequate resources to finance the transaction.

Board resolutions of the acquiring and acquired institutions approving the acquisition.

And the fact that the government of Malawi through the Reserve Bank of Malawi controls commercial bank entry into local market through merging and acquiring, it may be argued that it is how it can best measure or assess its performance eventually ensuring cheaper mode of market entry

Political threats; this usually happens when a ruling party just demand the commercial bank to deposit its moneys into the party’s account without repayment. The bank usually does cough such moneys in far of being stopped to operate.

This can be argued that it lowers commercial bank’s profitability.

Economic
Low Capital; banks in Malawi are issued license to start operation when they meet a minimum amount of total capital.

3.3.4 Assessment of Bank License Application. (RBM 2008, p. 14) argues that in assessing an application, the Reserve Bank takes into account all the above listed information as well as the requirements stipulated under Section 6 of the Banking Act. A banking license shall not be granted unless:

The proposed institution is incorporated as a company under the Company’s Act.

The proposed bank will be managed by at least two persons as executive officers, and,

The proposed institution demonstrates  that it will be adequately capitalized at all times and meets  the minimum start up capital  requirements of Malawi Kwacha equivalent of US$5.0 million for a bank, and US$1.5 million for a leasing company or discount house. Use of borrowed funds as start up capital to be invested is discouraged.

It can be argued that if currently there are 11 commercial banks there total minimum capital invested in the banking industry is MK13, 750, 000, 000 or MK13, 750 billion against 14.5 million people. This figure minus banks administration costs is small to serve the developing country which lack financial resource. For example, the MK13, 750 billion divided by the 14.5 million people, everyone would get MK948. 28 loan. It is therefore conspicuous that is why Malawian banks are found difficult to issue loans. It is not only the issue of collateral but they do not have enough money to invest. A better bank would rash to fund a profitable idea fully assessed to would bring more assets other than insisting on little assets already available for collateral. A developing country has more unbroken, unused and unsaturated business opportunities and markets.   

More GNP loss of local wealth; there is observation that although the number of banks look so attractive (11 banks), only New Building Society, Malawi Savings Bank and National Bank of Malawi provide wealth accumulation to the nation of Malawi as 70% of their ownership formality is Malawian. This means that Malawi loses wealth to 8 countries that own Ned, OIBM, Standard, Eco, International Commercial, Inde, FDH and FMB banks.

Low income generations of civil servants; many civil servants and the general public particularly that belong to the lower social class having more national population than the middle and upper social class do not use much of the banking service.  However it can be detected that it is because they receive little that cannot be spared for savings. This may reduce bank utility and bank industry growth. For example, in Malawi the minimum wage for workers is MK176 per day (MK5, 456. 00 a month) which some have called it a mockery to Malawians as (www.zodiakmalawi.com) argues that in the midst of the high cost of living the approved MK176 minimum wage for Malawian laborers is a mockery to them, the Center for Social Concern, a Social arm of the Catholic Church, has said in Mangochi. In contrast The International Labor Organization establishes minimum rates for able seamen.  From January 1st 2012 the minimum monthly wage for seafarers is 555US$ (MK138, 750.00 a month) US dollars, rising to 568 US dollars on January 1st 2013 and to 585 US dollars on December 31st 2013. Consolidated monthly wages, including overtime and annual paid leave, are 975 US dollars and will rise to 998 US dollars and 1,028 US dollars respectively (www.fedee.com).
The legal and economic issues discussed above have Impact in a positive and negative way.
For example, the positive impact may be that the two are enabling the baking sector help Malawians save and safely keeps their money thereby enhancing strategic use of finances. The two factors are also important in enabling local business professional find jobs in respective commercial banks.

The negative impacts are that the interest rates are high for people like middles and lower classes people. And the fact that banks are allowed to invest a minimum of not more than MK1.2 billion, they may realize little profit to grow the banking industry to meet the banking service currently high in rural areas. The same problems may affect the entrepreneurial growth. Many people may not access bank loans if banks may remain investing less. 


REFERENCES

Laws of Malawi (Part 11 (56)) 1989, Chapter 44: 02, Reserve Bank of Malawi Act, Office of President & Cabinet

RBM 2008, The Malawi Economy and Its Banking System, Reserve Bank of Malawi, Lilongwe
  
Federation of European Employers’ 2012, FedEE Review of minimum wage rates, viewed 27th September, 2012, http://www.fedee.com/pay-job-evaluation/minimum-wage-rates/

Mababa, D 2012, ‘K176 Minimum Wage a Mockery to Malawians’, Zodiak Online, 19 March, p. 2, viewed 27th September, 2012,   http://zodiakmalawi.com/zbs%20malawi/index.php?option=com_content&view=article&id=4622:k176-minimum-wage-a-mockery-to-malawians&catid=1:latest-news&Itemid=109

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